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Net capital rule
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91	Rules Regarding Closeout or Completion of Open Contractual Commitments 17 C.F.R. §§[removed]As Amended Through April 1997 Add to Reading List Source URL: sipc.org Language: English - Date: 2013-08-19 13:34:02 Investment United States securities law Securities Investor Protection Corporation Financial markets Security Securities Exchange Act Repurchase agreement Broker-dealer Net capital rule Financial economics Finance Financial system
92	SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C[removed]FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2014-12-05 15:09:50 Financial services Financial markets United States housing bubble Security Stock market Investment banking Broker-dealer Net capital rule Dean Witter Reynolds Financial economics Finance Investment
93	Rules Relating to Accounts Introduced by Other Brokers or Dealers 17 C.F.R. §§[removed]Adopted October 1978 Add to Reading List Source URL: sipc.org Language: English - Date: 2013-08-19 13:33:56 Finance Financial regulation Self-regulatory organizations Financial markets United States securities law Financial services Net capital rule Registered Investment Advisor Financial economics Investment Securities Investor Protection Corporation
94	Basis Reporting by Securities Brokers and Basis Determination for Debt Instruments and Options Add to Reading List Source URL: www.irs.gov Language: English - Date: 2012-07-31 00:05:51 Financial economics United States securities law Internal Revenue Service Short Federal Reserve System Net capital rule Mark-to-market accounting Finance Business Financial markets
95	SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]FORM 10-Q H Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2014-12-05 15:10:00 Generally Accepted Accounting Principles Investment banks Primary dealers Equity securities Dean Witter Reynolds Morgan Stanley Equity Valuation Net capital rule Finance Investment House of Morgan
96	Microsoft Word - website SIPC-3 Dates left blank for user to fill in[removed]doc Add to Reading List Source URL: sipc.org Language: English - Date: 2014-04-21 14:18:29 Securities Investor Protection Corporation Securities Investor Protection Act Occupations Financial services Broker Investment Advisor Financial adviser Net capital rule Financial economics Investment Finance
97	Microsoft Word - rev 2014年3月期英文説明会資料_e2.doc Add to Reading List Source URL: www.tominbank.co.jp Language: English - Date: 2014-06-06 04:17:57 Economy of the United States Law Economics Net capital rule Bank Subprime mortgage crisis Economic history
98	RULE Office of the Governor Office of Financial Institutions Broker-Dealer and Investment Adviser Recordkeeping Requirements (LAC 10:XIII.Chapter 17) In accordance with the Louisiana Securities Law, R.S. 51:701 et seq., Add to Reading List Source URL: www.ofi.louisiana.gov Language: English - Date: 2011-08-01 14:36:56 Investment Advisers Act Business U.S. Securities and Exchange Commission Financial adviser Securities regulation in the United States Broker-dealer Registered Investment Advisor Net capital rule Financial economics Finance 76th United States Congress
99	COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]ORDER ESTABLISHING BROKER-DEALER POSTREGISTRATION REQUIREMENTS Add to Reading List Source URL: sos.ga.gov Language: English - Date: 2013-02-01 14:58:32 Financial system Broker-dealer Securities Exchange Act U.S. Securities and Exchange Commission Net capital rule Security Financial Industry Regulatory Authority Financial adviser Securities Act United States securities law Financial economics Finance
100	Bulletin of the European Communities : No[removed]Volume 17 Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2013-04-18 09:35:26 Political philosophy Investment banks European Union competition law Sociology Net capital rule European Union Federalism European Union law

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